In its aftermath, the financial crash of 2008-2009 was often blamed upon the “light touch” approach of the Blair/Brown New Labour government to regulation of the City. This followed the...Read more
Governance Is Tested When Rules Become Inconvenient
Every institution eventually encounters a defining moment. It is rarely triggered by a financial crisis, regulatory investigation or reputational scandal. Rather, it arises when...Read more
While this article was in proof, the Italian Government approved the reform of the capital markets framework. At the time of writing, the final consolidated text, although in line with...Read more
The adoption of Regulation Best Interest (“Reg BI”) marked one of the most consequential shifts in US securities regulation since the Securities Exchange Act of 1934. It replaced the long-standing...Read more