The enforcement process against financial services firms by the UK Financial Conduct Authority and the Swedish Finansinspektionen with a focus on independence, transparency and the calculation basis of financial penalties

November 2025Enforcement Banking & Finance

Abstract

The aim of this paper is to address the separate processes followed by the UK Financial Conduct Authority and the Swedish Finansinspektionen (Swedish Financial Supervisory Authority) on enforcement actions against financial entities operating in their respective market and the calculation methodologies utilised when imposing financial penalties.

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The enforcement process against financial services firms by the UK Financial Conduct Authority and the Swedish Finansinspektionen with a focus on independence, transparency and the calculation basis of financial penalties

Abstract

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