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Stephen J. Shine is the Chief Regulatory Counsel for Prudential Financial, a diversified financial services company. He was previously the Senior VP and Senior Regulatory Counsel with Prudential Securities Inc. and Prudential Equity Group, LLC. Prior to assuming those positions he supervised both senior in-house litigators. He is a former state and federal prosecutor who was responsible for the prosecution of significant securities, commodities, bank fraud and FCPA cases and was awarded the US Department of Justice Special Achievement Award. As a founding co-chair of the Securities Industry and Financial Markets Association (SIFMA) Anti-Money Laundering Committee he received the Securities Industry Association Distinguished Leadership Award in 2003. He has lectured, moderated, and chaired conferences on regulatory and money laundering issues worldwide. He recently conducted training sessions for regulators from the Peoples Republic of China, and the Russian Federation regulators.
