Library search
Why a Miami Federal Court Ruling Could Affect ADA Compliance Across the US and is the Business World Watching?
A two day bench trial in Miami this past June resulted in a Federal Court ruling the entire business world should pay attention to. This Miami case was on the...Read more
Erika Cappiello
In-house Counsel, South Florida Educational Federal Credit Union, USA
Organizational Compliance Failures Quickly Become a Legal Problem
Legal and compliance are two essential functions in any contemporary organizational structure. The specific relationship between these two functions, including reporting lines and division of responsibilities, may well vary depending...Read more
Bruce Ortwine
General Counsel (retired), Americas; Adviser, Global Legal and Compliance (Retired), Sumitomo Mitsui Trust Bank, Limited and Sumitomo Mitsui Trust Holdings, Inc., USA
Open Source Software: Compliance and Risk Mitigation
The proprietorship of software was not a familiar concept in the 50’s and 60’s. The hardware and software were seen as an inseparable “system” and the cost for the operating...Read more
Shilpi Sneha
Manager - Legal, Cognizant Technology Solutions, India
Next-Level Compliance: What Every Board Member Should Know
This article is geared towards members of Boards of Directors, C-level company leadership, and compliance professionals who recognize the need to continually improve compliance. Why is it important to drive...Read more
Fabiana Lacerca-Allen
Chief Compliance Officer, Cipla, USA
Common Reporting Standards
The recent spate of news resulting from the leak of over 11 million documents from the Panamanian law firm, Mossack Fonseca, (now commonly known as the Panama Papers or the...Read more
Sören Seitz
Vice President & Chief Compliance Officer, Manulife Asia, Hong Kong
Steven Yeo
Senior Vice President & General Counsel, Manulife Asia, Hong Kong
Applying Global Compliance Standards in a Diverse Regulatory Environment
As a global organization operating in 220 countries and territories globally, a major challenge for DHL Express is to establish compliance standards that can be applied globally. At DHL Express...Read more
Phillip Poland
Director, Customs and Regulatory Affairs, DHL Express Americas Region, USA
Why Companies Screw Up: It's the Culture... Obviously
As more and more companies have made big compliance mistakes and have been caught by governmental authorities, pundits have been attributing these miscues to company culture. These incidents include the...Read more
David Birk
Managing Director, Black Belt Compliance, LLC, USA
Global Subsidiary Compliance: Where are the Efficiencies?
Outsourcing is as old as the hills and any discussion around its increasing prevalence in today’s economy is merely a result of increased prominence in the media. Companies have worked...Read more
Matthew Eckford
Regional Engagement Director , TMF Group, UK
Could Banks do More in the Fight Against Money Laundering?
The purpose of this paper is to examine if banks could do more in stopping laundered money entering into the banking system and if so, to what extent.
Even with...Read more
Viri Chauhan
Global Head of Governance, Risk and Compliance, International Compliance Training, UK
Why it's Important to Have an Effective Compliance Management System in Place
Never before has regulatory compliance been a more important part of your business. Since the financial crisis of 2008, regulations like the Dodd-Frank Act have not only raised the compliance...Read more
Paul Martin
Director Compliance and Strategic Initiatives, United Lender Services, USA