The European Union (‘EU’) Regulation on Digital Operational Resilience for the Financial Sector EU 2022/2554 (‘DORA’), the new cybersecurity framework for the entire financial sector of EU along with...Read more

The Failure to Prevent Fraud offence contained within the UK Economic Crime and Corporate Transparency Act 2023 (ECCTA) finally comes into effect on 1 September 2025 following the release of...Read more

Business operates in a world of risks including geopolitical, regulatory, environmental, and macroeconomic. Many of these risks cannot be controlled. On the other hand, “conduct based risk”, or risks stemming...Read more

The interest in the proposed topic arose from the need to discuss the social and economic changes brought about by the concept of compliance and the Brazilian Anti-Corruption Law. We...Read more

“It is not enough to change the world. That is all we have ever done. That happens even without us. We also have to interpret this change” In the prophetic echoes...Read more

One of the most relevant pillars of a compliance program is monitoring. The Brazilian Clean Companies Act (Law N. 12,846/13) provides that the compliance program will be evaluated according to...Read more

CEOs cite the rise of disruptive digital technologies at the top of the list of trends that have had the greatest impact on how they are now leading their organisations....Read more

We are living in times where growth at all costs tends to be outdated. Companies have started shifting their strategies from fueling short term profits at unsustainable levels to building...Read more

Suddenly your ever growing portfolio of responsibilities includes ethics and compliance. How should you look at the existing program or start to build a program? What does success look like?...Read more

This article addresses the question of why the Compliance Function in financial services firms, including banks, needs to be independent, and the factors that can contribute to such independence. “‘Independent’...Read more