The EU Regulation on Digital Operational Resilience for the Financial Sector: Applicability & Compliance Guidance for ICT Service Providers 
The European Union (‘EU’) Regulation on Digital Operational Resilience for the Financial Sector EU 2022/2554 (‘DORA’), the new cybersecurity framework for the entire financial sector of EU along with...Read more
Subhrarag Mukherjee
Senior Legal Counsel – Strategic Alliances & OEM (North America & Worldwide), Hewlett Packard Enterprise, India
UK Economic Crime and Corporate Transparency Act 2023 - Failure to prevent fraud: Storm in a tea cup?
The Failure to Prevent Fraud offence contained within the UK Economic Crime and Corporate Transparency Act 2023 (ECCTA) finally comes into effect on 1 September 2025 following the release of...Read more
Steve Holt
Partner, Grant Thornton UK, UK
Oishi Ghosh
Forensic Investigation Services Manager, Grant Thornton UK, UK
Ollie Haselden
Assistant Manager within the Forensics and Investigations department, Grant Thornton UK, UK
Compliance Programs: Step-by-Step Guide to Building and Scaling Effective Programs from Start-Ups to Large Enterprises
Business operates in a world of risks including geopolitical, regulatory, environmental, and macroeconomic. Many of these risks cannot be controlled. On the other hand, “conduct based risk”, or risks stemming...Read more
Gunnar Wieboldt
Former SVP, General Counsel, Vestaron Corporation, USA
The Importance of Compliance Programs
The interest in the proposed topic arose from the need to discuss the social and economic changes brought about by the concept of compliance and the Brazilian Anti-Corruption Law. We...Read more
Cristina Leite
Procurement Risk & Compliance Senior Consultant, ., Brazil
Thaíssa Felguerias
Senior Compliance Specialist, Hydro, Brazil
Actionable Insights for Organizations and Compliance Officers Amid AI Evolving Challenges and the Impending EU AI Act
“It is not enough to change the world. That is all we have ever done. That happens even without us. We also have to interpret this change”
In the prophetic echoes...Read more
Camelia Gardot
Compliance Partner- Head of Connected Intelligence, Airbus, France
Compliance Monitoring
One of the most relevant pillars of a compliance program is monitoring. The Brazilian Clean Companies Act (Law N. 12,846/13) provides that the compliance program will be evaluated according to...Read more
Cristina Leite
Procurement Risk & Compliance Senior Consultant, ., Brazil
On A Strategic Management Approach to the New EU Risk-Based Compliance Regulations
CEOs cite the rise of disruptive digital technologies at the top of the list of trends that have had the greatest impact on how they are now leading their organisations....Read more
Constance E. Bagley
CEO, Founder, and General Counsel, Bagley Strategic Advisors LLC, USA
Andrej Savin
Professor, CBS LAW, Copenhagen Business School, Denmark
Compliance Risk Based Approach: Mission Impossible?
We are living in times where growth at all costs tends to be outdated. Companies have started shifting their strategies from fueling short term profits at unsustainable levels to building...Read more
Camelia Gardot
Compliance Partner- Head of Connected Intelligence, Airbus, France
Isabelle Rust
Head of Third Party Compliance Management , Airbus Defence and Space, Germany
The Path to Compliance Success
Suddenly your ever growing portfolio of responsibilities includes ethics and compliance. How should you look at the existing program or start to build a program? What does success look like?...Read more
Lorena Cobiella
Senior Consultant, Exemplify Consulting LLC, Switzerland
Michael Fawlk
Founder & CEO, Exemplify Consulting LLC, Switzerland
Independence of the Compliance Function & What Makes a Compliance Officer Successful
This article addresses the question of why the Compliance Function in financial services firms, including banks, needs to be independent, and the factors that can contribute to such independence. “‘Independent’...Read more
Elizabeth Fiorelli
Assistant Adviser of Global Legal and Compliance , Sumitomo Mitsui Trust Bank, Limited, New York Branch, USA