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Covid19 and the new Role of Legal and Compliance
Lawyers and compliance officer are, basically professionals of the “status quo”. They seek assurance that everyone is performing in accordance with existing laws, regulations, and policies. So, “follow the rules...Read more
Fabio Cunha
General Counsel, Legal and Compliance Director, Dasa, Brazil
Elements of an Integrated Corporate Compliance System
The term compliance generally refers to the set of instructions and procedures that allow an organization to meet the requirements of a «rule», whether of a legislative or regulatory nature....Read more
Luca Franceschini
Head of Integrated Compliance, Eni S.p.A., Italy
Suitability Requirements for Members of Corporate Bodies Within the Framework of an International Banking Group
Suitability requirements for members of corporate bodies are a key point for a sound corporate governance in banks and banking groups.
The Guidelines issued by EBA and ESMA in 2017...Read more
What Makes a Great Compliance Leader?
Great leaders exercise emotional intelligence, and they are very adept at understanding their strengths and weaknesses as well as those around them and can assess a situation pretty accurately and...Read more
Fabiana Lacerca-Allen
Chief Compliance Officer, Cipla, USA
Laura Hamm
Sr. Director, Corporate Compliance, Aimmune Therapeutics, USA
Brenda Crabtree
Director, Compliance Auditing and Monitoring, Aimmune Therapeutics, USA
Lisa Mares
Executive Assistant, Compliance, Aimmune Therapeutics, Inc., USA
Bridging the Savings and Investing Gap: A New Approach to Terms for Retail Investment Services
In this article we discuss how our work putting a better understanding of consumers at the heart of everything we do and our work readying Barclays for Open Finance, incentivised...Read more
Claire Mooney
Lawyer, Barclays, UK
Sally Wallwork
Lawyer, Barclays, UK
Compliance Risk Management: A Game-changing Strategy in Mergers & Acquisitions
In a context where companies are facing increasingly complex regulatory requirements, more stringent legal enforcement restrictions and NGO activism (including ethical and environmental), the compliance part of the M&A due...Read more
Camelia Gardot
Compliance Partner- Head of Connected Intelligence, Airbus, France
Isabelle Rust
Head of Third Party Compliance Management , Airbus Defence and Space, Germany
Critique of the U.S. Department of Justice Evaluation of Corporate Compliance Programs
On April 30, 2019, the U.S. Department of Justice, Criminal Division (the “DOJ”) published updated guidance (the “DOJ Guidance”) on the evaluation of a company’s corporate compliance program (a “CCP”)....Read more
Bruce Ortwine
General Counsel (retired), Americas; Adviser, Global Legal and Compliance (Retired), USA
Compliance Red Flags: What Companies Should Look Out For in Times of Change
Although we know that compliance is everyone’s responsibility, we also understand that company personnel are focused on their primary roles and responsibilities, and because of this, compliance requirements may not...Read more
Fabiana Lacerca-Allen
Chief Compliance Officer, Cipla, USA
Tatiyana Akers
Associate Director, Compliance, Aimmune Therapeutics, USA
Laura Hamm
Sr. Director, Corporate Compliance, Aimmune Therapeutics, USA
Brenda Crabtree
Director, Compliance Auditing and Monitoring, Aimmune Therapeutics, USA
Driving Transparency in Corporate Compliance: A Suggested Approach for using Technology to Influence Behavior for the New Decade
The field of corporate compliance has largely developed in response to the establishment and maturation of various regulatory and criminal enforcement regimes. The 1970’s represented the introduction of some of...Read more
Matthew Galvin
Global VP Ethics & Compliance , AB InBev , USA
Driving Transparency in Corporate Compliance:
A Suggested Approach for using Technology to Influence Behavior for the New Decade
The field of corporate compliance has largely developed in response to the establishment and maturation of various regulatory and criminal enforcement regimes. The 1970’s represented the introduction of some of...Read more
Hui Chen
Founder, HuiChenEthics. com, USA